Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Apr 2023)
    • CF1 Director (AR) (since 21 Feb 2023)
    • CF30 Customer (since 21 Feb 2023)
    • (1)Employed By (since 21 Feb 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2024)
    • CF30 Customer (7 Mar 2013 to 17 Jan 2024)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (637)Employed By (7 Mar 2013 to 17 Jan 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (4 Jun 2008 to 11 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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