Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
-
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Equity Release Advice
For Customer, Home reversion plans
-
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Equity Release Arranging
For Customer, Home reversion plans
-
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Credit Brokering
-
Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Peter Highet
IRN PXH00019
- (1197)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- (1200)CF4 Partner (AR) (16 May 2005 to 11 Jan 2007)
- (1199)CF7 Sole Trader (AR) (24 Sep 2003 to 1 May 2005)
- (1198)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
Peter Jack Shaw
IRN PJS01377
- (1790)CF30 Customer (22 Mar 2018 to 31 May 2019)
-
Peter James Gibbs
IRN PJG00006
- (119)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (121)CF7 Sole Trader (AR) (7 Feb 2003 to 31 Jan 2007)
- (120)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
-
Peter James Robins
IRN PJR00040
- (69)CF21 Investment Adviser (10 Feb 2003 to 30 Dec 2004)
-
Peter James Smith
IRN PJS01362
- (3473)CF10a CASS Oversight function (1 Oct 2011 to 31 May 2013)
- (3474)CF2 Non Executive Director (AR) (1 Apr 2011 to 31 Mar 2022)
- (3476)CF1 Director (12 Jun 2008 to 8 Dec 2019)
- (3475)CF1 Director (AR) (12 Jun 2008 to 31 Mar 2022)
-
Peter John Chard
IRN PJC00092
- (1978)CF30 Customer (1 Nov 2007 to 18 Jul 2008)
- (1979)CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
-
Peter John David Murphy
IRN PJM00017
- (2801)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 May 2022)
- (2798)CF30 Customer (1 Nov 2007 to 12 May 2022)
- (2800)CF7 Sole Trader (AR) (12 Dec 2002 to 31 Jan 2007)
- (2799)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
-
Peter John Henry
IRN PJH00018
- (446)CF30 Customer (1 Nov 2007 to 30 Nov 2010)
- (447)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
-
Peter John Perchard
IRN PJP01099
- (2951)CF30 Customer (3 Jan 2012 to 18 Sep 2015)
-
Peter John Wilkes
IRN PXW00053
- (1820)CF30 Customer (1 Nov 2007 to 30 Sep 2009)
- (1822)CF7 Sole Trader (AR) (16 Dec 2004 to 31 Jan 2007)
- (1821)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Falcon Pensions & Investments Ltd (no longer appointed)
FRN 484322 · Appointed 14 Feb 2012 · Until 1 May 2012
-
Richmond Financial Management (no longer appointed)
FRN 178016 · Appointed 19 Jan 2012 · Until 4 Mar 2018
-
Albyn Associates Financial Management LLP (no longer appointed)
FRN 220005 · Appointed 30 Dec 2011 · Until 14 Dec 2023
-
Avis & Keith Partnership (no longer appointed)
FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021
-
Hurley Brown Financial Planning Ltd (no longer appointed)
FRN 225107 · Appointed 28 Dec 2011 · Until 27 Nov 2020
-
Alderwick James Financial Services LLP (no longer appointed)
FRN 441498 · Appointed 28 Dec 2011 · Until 26 Feb 2021
-
Banchory Financial Services (no longer appointed)
FRN 228144 · Appointed 28 Dec 2011 · Until 17 Oct 2016
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (268)4. Giving personal recommendations on retail investment products which are not broker funds
-
controlled function added: (267)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
-
controlled function added: (266)7. Giving personal recommendations on long-term care insurance contracts
-
controlled function added: (265)CF1 Director (AR)
-
controlled function added: (264)Appointed representative dealing with clients for which they require qualification
-
controlled function added: (263)CF30 Customer
-
controlled function added: (262)4. Giving personal recommendations on retail investment products which are not broker funds
-
controlled function added: (261)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
-
controlled function added: (260)Appointed representative dealing with clients for which they require qualification
-
controlled function added: (259)CF30 Customer