Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven John Murphy

    IRN SJM01550

    • (862)CF30 Customer (26 Sep 2012 to 31 Mar 2014)
  • Steven Jones

    IRN SGJ00009

    • (856)CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • (857)CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)
  • Steven Jones

    IRN SXJ01142

    • (3549)CF1 Director (AR) (9 Feb 2018 to 25 May 2018)
  • Steven Kay

    IRN SJK00021

    • (3040)CF30 Customer (23 Jun 2014 to 24 Sep 2015)
  • Steven Lee Rusga

    IRN SLR00013

    • (1883)CF30 Customer (18 Sep 2013 to 26 Sep 2014)
  • Steven McGregor Haldane

    IRN SMH00020

    • (1906)CF30 Customer (30 Apr 2013 to 21 Dec 2013)
  • Steven Mufti

    IRN SXM00193

    • (3143)CF1 Director (AR) (15 Jan 2007 to 21 Feb 2012)
    • (3142)CF21 Investment Adviser (29 Apr 2004 to 20 Jun 2007)
  • Steven Paul Peachey

    IRN SPP01079

    • (1709)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jan 2023)
  • Steven Peter Godfrey

    IRN SPG01141

    • (1657)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jan 2022)
    • (1656)CF30 Customer (21 Sep 2015 to 19 Aug 2022)
  • Steven Ray Thompson

    IRN SRT00016

    • (1854)CF21 Investment Adviser (19 Jun 2003 to 8 Sep 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (268)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (267)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (266)7. Giving personal recommendations on long-term care insurance contracts

  4. controlled function added: (265)CF1 Director (AR)

  5. controlled function added: (264)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (263)CF30 Customer

  7. controlled function added: (262)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (261)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (260)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (259)CF30 Customer

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