Steven Ray Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Radiant Financial Planning Limited (no longer approved here)
FRN 192396
- [FCA CF] Functions requiring qualifications (23 Nov 2022 to 11 Jul 2024)
- [FCA CF] Client dealing (23 Nov 2022 to 11 Jul 2024)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (31 Jan 2011 to 27 Sep 2013)
- CF30 Customer (31 Jan 2011 to 27 Sep 2013)
TWM Ltd (no longer approved here)
FRN 539735
- Employed By (31 Jan 2011 to 27 Sep 2013)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (19 Jun 2003 to 8 Sep 2004)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (422)Employed By (19 Jun 2003 to 8 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.