Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Marianne Laing Hay
IRN MLH01029
- (3197)SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)
- (3198)SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
- Marijke Mazure
IRN MJH00228
- (1260)CF21 Investment Adviser (29 Jul 2002 to 17 Oct 2003)
- Marion Frances Siddall
IRN MFS00007
- (2056)CF30 Customer (30 Sep 2011 to 30 Dec 2014)
- Marion Glendinning
IRN MXA00053
- (1668)[FCA CF] Manager of certification employee (1 Sep 2020 to 3 Feb 2021)
- Mark Alan Bradshaw
IRN MAB00081
- (3384)CF1 Director (AR) (29 Jul 2013 to 28 Jul 2020)
- (3381)CF30 Customer (1 Nov 2007 to 28 Jul 2020)
- (3382)CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
- (3383)CF7 Sole Trader (AR) (24 Jun 2005 to 31 Jan 2007)
- Mark Andrew Bradbury
IRN MAB00052
- (7)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (8)CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
- Mark Andrew Cunningham
IRN MAC00073
- (1457)CF4 Partner (AR) (23 Jun 2005 to 17 Jan 2007)
- (1456)CF7 Sole Trader (AR) (12 Jan 2004 to 23 Jun 2005)
- (1455)CF21 Investment Adviser (5 Sep 2002 to 17 Jan 2007)
- (1458)CF1 Director (AR) (5 Sep 2002 to 12 Jan 2004)
- Mark Anthony Crowhurst
IRN MAC01304
- (988)CF30 Customer (5 Mar 2008 to 17 Mar 2008)
- Mark Anthony Hibbitt
IRN MAH01260
- (3137)CF1 Director (AR) (1 Apr 2011 to 30 Nov 2012)
- (3136)CF30 Customer (1 Apr 2011 to 30 Nov 2012)
- Mark Anthony Kozlowski
IRN MAK00024
- (1909)CF21 Investment Adviser (10 Feb 2004 to 7 Feb 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Connors Thompson Reed Limited(no longer appointed)
FRN 200645 · Appointed 31 Mar 2001 · Until 1 Aug 2011
- Newton Financial Services(no longer appointed)
FRN 200619 · Appointed 31 Mar 2001 · Until 31 Dec 2005
- New Forest Financial Management(no longer appointed)
FRN 200626 · Appointed 31 Mar 2001 · Until 14 Jul 2011
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (278)CF30 Customer
controlled function added: (277)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (276)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (275)Appointed representative dealing with clients for which they require qualification
controlled function added: (274)CF30 Customer
controlled function added: (273)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (272)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (271)7. Giving personal recommendations on long-term care insurance contracts
controlled function added: (270)Appointed representative dealing with clients for which they require qualification
controlled function added: (269)CF30 Customer