Mark Alan Bradshaw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Associates Ltd

    FRN 922993

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF3 Executive Director (since 1 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2020)
    • Responsible for Insurance Distribution (since 1 Jun 2020)
    • SMF16 Compliance Oversight (since 1 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • CF28 Systems and controls (25 Mar 2020 to 25 Mar 2020)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (29 Jul 2013 to 28 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 28 Jul 2020)
    • CF7 Sole Trader (AR) (24 Jun 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
  • Affinity Financial Consultancy Limited (no longer approved here)

    FRN 434180

    • Employed By (24 Jun 2005 to 28 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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