Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Solomon Olumide Forde

    IRN RSF00006

    • (3006)CF30 Customer (1 Dec 2010 to 18 Nov 2013)
  • Richard Stephen Mallott

    IRN RSM00015

    • (1322)CF21 Investment Adviser (4 Aug 2004 to 10 Jul 2006)
    • (1321)CF22 Investment Adviser (Trainee) (24 Jul 2003 to 4 Aug 2004)
  • Richard Stephen White

    IRN RSW00002

    • (1124)CF24 Pension Transfer Specialist (19 Jun 2003 to 2 Sep 2003)
    • (1125)CF21 Investment Adviser (19 Jun 2003 to 2 Sep 2003)
  • Richard Stewart Walker

    IRN RSW00003

    • (1528)CF1 Director (AR) (28 Dec 2011 to 18 Sep 2020)
  • Richard Stuart Skidmore

    IRN RSS00009

    • (780)CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2005)
  • Richard Thomas Dartnall

    IRN RTD01017

    • (2344)CF30 Customer (6 Feb 2014 to 18 Jul 2014)
  • Richard Thomas Jones

    IRN RTJ00003

    • (1383)CF30 Customer (1 Nov 2007 to 12 Sep 2018)
    • (1385)CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2018)
    • (1384)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Thomas Tunney

    IRN RXT00031

    • (869)CF30 Customer (1 Apr 2011 to 31 Dec 2012)
    • (870)CF1 Director (AR) (1 Apr 2011 to 31 Dec 2012)
  • Richard Vernon Lewis

    IRN RVL00001

    • (908)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
  • Richard Walter Manser

    IRN RXM00121

    • (29)CF1 Director (AR) (20 Aug 2002 to 29 May 2003)
    • (28)CF21 Investment Adviser (20 Aug 2002 to 29 May 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (278)CF30 Customer

  2. controlled function added: (277)4. Giving personal recommendations on retail investment products which are not broker funds

  3. controlled function added: (276)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  4. controlled function added: (275)Appointed representative dealing with clients for which they require qualification

  5. controlled function added: (274)CF30 Customer

  6. controlled function added: (273)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (272)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (271)7. Giving personal recommendations on long-term care insurance contracts

  9. controlled function added: (270)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (269)CF30 Customer

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