Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (16 Jan 2025 to 20 Mar 2025)
- CF30 Customer (18 Nov 2024 to 20 Mar 2025)
-
- (1)Employed By (18 Nov 2024 to 20 Mar 2025)
-
- [FCA CF] Functions requiring qualifications (18 Oct 2021 to 30 Apr 2022)
-
- CF30 Customer (18 Apr 2017 to 30 Aug 2018)
-
- CF30 Customer (6 Feb 2014 to 18 Jul 2014)
-
- (347)Employed By (6 Feb 2014 to 18 Jul 2014)
-
- CF30 Customer (9 Sep 2013 to 28 Feb 2014)
-
- CF30 Customer (8 May 2012 to 9 Sep 2013)
-
- CF21 Investment Adviser (14 Apr 2004 to 20 Oct 2004)
- CF22 Investment Adviser (Trainee) (2 May 2003 to 14 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.