Date authorised
20 March 1995
Companies House
03003606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580816

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Kellers

    IRN SXK76658

    • [PRA CF] Key function holder (since 2 Dec 2025)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
  • Sean James Dalton

    IRN SJD01103

    • CF3 Chief Executive (1 Dec 2001 to 6 Jul 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Jul 2006)
    • CF1 Director (1 Dec 2001 to 6 Jul 2006)
  • Sean Patrick Rocks

    IRN SPR01048

    • CF1 Director (1 May 2014 to 31 Oct 2015)
  • Stephen Muggeridge

    IRN SXM76660

    • [FCA CF] Material risk taker (10 Dec 2018 to 29 Apr 2022)
  • Steven Roy McMurray

    IRN SRM01163

    • SMF2 Chief Finance (since 1 Oct 2019)
    • [PRA CF] Key function holder (since 3 Jun 2019)
  • Thomas Crawford Ramey

    IRN TCR01011

    • CF2 Non Executive Director (1 Dec 2001 to 7 May 2009)
  • Thomas Rokeby Conyngham Corfield

    IRN TRC01019

    • CF29 Significant management (15 Apr 2009 to 9 Nov 2009)
    • CF1 Director (1 Dec 2001 to 9 Nov 2009)
  • Tom Berrington

    IRN TXB00563

    • [FCA CF] Material risk taker (16 Apr 2024 to 6 Oct 2025)
  • Tom Tudor

    IRN TXT67236

    • [FCA CF] Material risk taker (1 Jan 2019 to 1 Dec 2022)
  • William Peter Smith

    IRN WPS01028

    • [FCA CF] Material risk taker (10 Dec 2018 to 12 Apr 2021)
    • CF1 Director (8 Oct 2018 to 8 Oct 2018)
    • CF29 Significant management (17 Jul 2015 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.