Sean Patrick Rocks

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hadron UK Insurance Company Limited
FRN 202146
- SMF11 Chair of the Audit Committee (since 5 Nov 2021)
- SMF9 Chair of the Governing Body (since 5 Nov 2021)
- SMF10 Chair of the Risk Committee (since 5 Nov 2021)
Asurion Europe Limited
FRN 502545
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (1 Jun 2017 to 8 Dec 2019)
DAVIES MGA SERVICES LIMITED (no longer approved here)
FRN 597301
- CF2 Non Executive Director (AR) (27 Sep 2018 to 1 Jan 2024)
Liberty Managing Agency Limited (no longer approved here)
FRN 204945
- CF1 Director (1 May 2014 to 31 Oct 2015)
Hughes Insurance Services Limited (no longer approved here)
FRN 305651
- CF1 Director (AR) (3 Apr 2008 to 2 Jul 2015)
Vision Employment Health and Safety Limited (no longer approved here)
FRN 463318
- Employed By (3 Apr 2008 to 1 Jan 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.