Sean James Dalton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ten Insurance Services Limited
FRN 314593
- CF1 Director (AR) (since 20 Dec 2023)
Title Risk Global Limited
FRN 1005253
- (1)Employed By (since 20 Dec 2023)
Cobalt Underwriting Services Limited (no longer approved here)
FRN 605713
- SMF3 Executive Director (9 Dec 2019 to 17 Feb 2021)
- CF1 Director (18 Mar 2016 to 8 Dec 2019)
Sturdy Insurance Brokers Limited (no longer approved here)
FRN 302984
- CF1 Director (AR) (15 Mar 2012 to 23 Dec 2013)
Society of Lloyd's (no longer approved here)
FRN 202761
- CF2 Non Executive Director (5 Feb 2003 to 6 Jul 2006)
Liberty Managing Agency Limited (no longer approved here)
FRN 204945
- CF8 Apportionment and Oversight (1 Dec 2001 to 6 Jul 2006)
- CF3 Chief Executive (1 Dec 2001 to 6 Jul 2006)
- CF1 Director (1 Dec 2001 to 6 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.