Date authorised
20 March 1995
Companies House
03003606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580000
  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3AW
    UNITED KINGDOM
    Phone
    +4402037580816

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Hobbs

    IRN PXH01784

    • SMF1 Chief Executive (4 Jan 2023 to 1 Jan 2024)
    • [PRA CF] Key function holder (10 Dec 2018 to 13 Dec 2023)
    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 2 May 2022)
    • SMF20 Chief Actuary (10 Dec 2018 to 25 Apr 2019)
    • SIMF20 Chief Actuary Function (3 May 2018 to 9 Dec 2018)
    • SIMF22 Chief Underwriting Officer Function (11 Dec 2017 to 9 Dec 2018)
    • CF29 Significant management (2 Nov 2015 to 6 Mar 2016)
  • Polly Mackay

    IRN PXM67235

    • [FCA CF] Material risk taker (since 8 Jul 2019)
  • Rene Marcel Dubois

    IRN RMD01075

    • CF11 Money Laundering Reporting (21 Mar 2012 to 30 Jul 2014)
    • CF10 Compliance Oversight (21 Mar 2012 to 30 Jul 2014)
  • Rhiannon Ballinger

    IRN RXB01077

    • CF1 Director (AR) (since 3 Jul 2025)
  • Richard David George Reid

    IRN RDR01008

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 30 Sep 2020)
    • CF2 Non Executive Director (6 Jun 2013 to 6 Mar 2016)
  • Richard Hoskins

    IRN RXM00246

    • SMF9 Chair of the Governing Body (since 16 Oct 2024)
    • SMF12 Chair of the Remuneration Committee (since 16 Oct 2024)
    • [PRA CF] Key function holder (since 7 Oct 2020)
    • SMF11 Chair of the Audit Committee (since 7 Oct 2020)
  • Richard Moonie

    IRN RXM00715

    • SMF24 Chief Operations (since 26 Feb 2025)
    • [FCA CF] Material risk taker (since 8 Sep 2022)
  • Robert Werner Mankiewitz

    IRN RWM01054

    • CF10 Compliance Oversight (23 Sep 2014 to 23 Mar 2015)
  • Saheel Master

    IRN SXM01906

    • [FCA CF] Material risk taker (2 Oct 2023 to 28 Nov 2023)
  • Sanjay Rijhwani

    IRN SXR02140

    • [FCA CF] Material risk taker (2 Sep 2020 to 1 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.