Date authorised
16 July 2014
Companies House
08755484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442074842500
  • Complaints Contact

    1 St. James's Market
    London
    Westminster
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442074842500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon O'Brien

    IRN GXO01233

    • CF1 Director (3 Aug 2015 to 11 Jan 2017)
  • Hugh Philips

    IRN HXP01492

    • CF1 Director (10 Jan 2017 to 1 Jun 2017)
  • Ira Jay Wagner

    IRN IJW01052

    • CF3 Chief Executive (16 Jul 2014 to 30 Sep 2015)
    • CF1 Director (16 Jul 2014 to 30 Sep 2015)
  • Jeremy Martin Tebbutt

    IRN JMT01075

    • [FCA CF] Client dealing (since 25 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (16 Jul 2014 to 8 Dec 2019)
  • John Kossow

    IRN JXK00243

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
  • Jonathan Daniel Wheeler

    IRN JDW01148

    • CF30 Customer (16 Jul 2014 to 5 Jun 2017)
  • Jonathan Paul Smith

    IRN JXS17864

    • [FCA CF] Client dealing (since 4 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2023)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • Joshua Bloomstein

    IRN JXB03558

    • CF1 Director (10 Jan 2017 to 1 Jun 2017)
  • Juan Carlos Morales Cortes

    IRN JCM01211

    • Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2023)
    • SMF3 Executive Director (16 Dec 2019 to 29 Sep 2023)
    • CF11 Money Laundering Reporting (16 Jul 2014 to 16 Jan 2017)
    • CF1 Director (16 Jul 2014 to 7 Feb 2017)
  • Marc LAVILLE

    IRN MXL00769

    • SMF16 Compliance Oversight (since 8 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.