Date authorised
16 July 2014
Companies House
08755484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442074842500
  • Complaints Contact

    1 St. James's Market
    London
    Westminster
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442074842500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus Maier-Krug

    IRN MXM02058

    • CF30 Customer (16 Jul 2014 to 23 Aug 2016)
  • Mark Barry Ewart White

    IRN MBW01024

    • CF1 Director (9 Nov 2018 to 16 Oct 2019)
    • CF2 Non Executive Director (3 May 2017 to 9 Nov 2018)
  • Matthew John Gordon Clark

    IRN MJG01184

    • SMF3 Executive Director (since 14 Jan 2020)
    • CF30 Customer (16 Jul 2014 to 8 Dec 2019)
  • Nathalie Faure Beaulieu

    IRN NXF01063

    • CF30 Customer (16 Jul 2014 to 5 Jun 2017)
    • CF1 Director (16 Jul 2014 to 11 Jan 2017)
  • Olivier De Perregaux

    IRN OXD01060

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Apr 2021)
    • CF1 Director (9 Nov 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (3 May 2017 to 9 Nov 2018)
  • Padraig Hugh Sherry

    IRN PXS00578

    • SMF3 Executive Director (since 8 Oct 2025)
  • Richard James Baden Smith

    IRN RXS02090

    • CF10 Compliance Oversight (16 Jul 2014 to 6 Jan 2017)
  • Roberto Paganoni

    IRN RXP01615

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (9 Nov 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (3 May 2017 to 9 Nov 2018)
  • Samuel John James Bromwich

    IRN SJB01708

    • CF30 Customer (1 Sep 2017 to 22 May 2019)
  • Shane Lyons

    IRN SXL02182

    • CF30 Customer (9 Jun 2017 to 22 May 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.