Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harwood Private Capital LLP
FRN 815275
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Feb 2019 to 8 Dec 2019)
- CF4 Partner (1 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (16 Jul 2014 to 5 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.