Date authorised
8 May 2018
Companies House
10962628
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Bromley

    IRN JXB01564

    • [FCA CF] Client dealing (since 4 Aug 2023)
  • John Craven

    IRN AJC01566

    • [FCA CF] Material risk taker (since 14 Feb 2025)
  • Jonathan Cole

    IRN JXC78357

    • [FCA CF] Material risk taker (since 20 Aug 2024)
  • Jong Sang Choi

    IRN JXC03265

    • [FCA CF] Client dealing (15 Oct 2024 to 16 Dec 2025)
  • Justin Browne

    IRN JCB01246

    • [FCA CF] Material risk taker (since 3 Feb 2025)
  • Karen Bashford

    IRN KXB00566

    • [FCA CF] Significant management (25 Oct 2023 to 25 Nov 2024)
  • Keith William Teare

    IRN KWT01021

    • CF30 Customer (8 May 2018 to 12 Sep 2019)
    • CF1 Director (8 May 2018 to 12 Sep 2019)
  • Laura Mason

    IRN CLM01124

    • [FCA CF] Material risk taker (20 Aug 2024 to 1 Dec 2024)
  • Lee Andrew Strafford

    IRN LAS01141

    • SMF1 Chief Executive (9 Dec 2019 to 26 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 26 Jun 2020)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
    • CF1 Director (8 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (8 May 2018 to 8 Dec 2019)
  • Margaret Ammon

    IRN MXA01750

    • [FCA CF] Material risk taker (29 Jul 2024 to 10 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.