Date authorised
8 May 2018
Companies House
10962628
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Aley

    IRN CXA46677

    • [FCA CF] Material risk taker (11 Feb 2025 to 9 May 2025)
  • Craig David Fieldhouse

    IRN CXF25034

    • [FCA CF] Material risk taker (since 14 Feb 2025)
  • David Fogel

    IRN DXF01630

    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Derrick Hastie

    IRN DXH00274

    • [FCA CF] Material risk taker (since 20 Aug 2024)
  • Geoffrey Carr

    IRN GXC02094

    • SMF3 Executive Director (9 Dec 2019 to 26 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jun 2020)
    • CF11 Money Laundering Reporting (8 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2018 to 8 Dec 2019)
    • CF1 Director (8 May 2018 to 8 Dec 2019)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Ian Quinn

    IRN IXQ00018

    • SMF16 Compliance Oversight (since 2 Oct 2024)
  • Ingrid Marika Svardstrom

    IRN IXS00001

    • SMF3 Executive Director (8 Dec 2020 to 23 Dec 2020)
  • James Edward Foster

    IRN JEF01092

    • [FCA CF] Client dealing (30 Jun 2023 to 17 Jan 2025)
    • SMF3 Executive Director (23 May 2023 to 17 Jan 2025)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Jasan Fitzpatrick

    IRN JXF01628

    • [FCA CF] Client dealing (30 Jun 2023 to 31 Mar 2026)
    • SMF1 Chief Executive (24 Dec 2020 to 23 Mar 2022)
    • SMF3 Executive Director (24 Dec 2020 to 23 Mar 2022)
    • SMF9 Chair of the Governing Body (24 Dec 2020 to 31 Mar 2026)
  • Jessica Frydling

    IRN JXF00621

    • [FCA CF] Client dealing (4 Jun 2024 to 9 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.