LGB & CO. LIMITED

• Principal Place of Business

  Tintagel House

  92 Albert Embankment

  London

  SE1 7TY

  UNITED KINGDOM

  Phone

  +4402075189890

  Web

  https://www.lgbco.com

• Complaints Contact

  Tintagel House

  92 Albert Embankment

  London

  SE1 7TY

  UNITED KINGDOM

  Phone

  +4402075189890

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Edward Wolff

  IRN MEW01078

  • CF1 Director (19 Jun 2015 to 4 Sep 2017)
  • CF11 Money Laundering Reporting (6 Jan 2014 to 4 Sep 2017)
  • CF10 Compliance Oversight (6 Jan 2014 to 4 Sep 2017)
  • CF30 Customer (30 Jul 2010 to 4 Sep 2017)
• Megan Louise Dempster

  IRN MXD00331

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2021)
  • [FCA CF] Client dealing (since 11 Jan 2021)
• Nicolas Robin Bartolomeo Smith

  IRN NRS01036

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 14 May 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (21 Feb 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
• Omar Haroun

  IRN OXH00133

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Robert William Veall

  IRN RXV00045

  • [FCA CF] Client dealing (11 Jan 2021 to 8 Sep 2021)
• Roger David Clough

  IRN RDC01046

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • CF1 Director (AR) (5 Nov 2015 to 14 Sep 2018)
  • CF30 Customer (30 Sep 2015 to 8 Dec 2019)
• Rosemary Alice Walker

  IRN RXW00276

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
• Ryan Sebastian Alexander Hayes

  IRN RXH14231

  • CF30 Customer (30 Apr 2019 to 8 Dec 2019)
• Simon Derek Barrowcliff

  IRN SXB10914

  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
• Simon Nicholas Lough

  IRN SNL01021

  • SMF9 Chair of the Governing Body (since 23 Jan 2026)

• EQL Capital Limited (no longer appointed)

  FRN 718975 · Appointed 1 Oct 2015 · Until 24 Sep 2018

No changes recorded yet.