Nicolas Robin Bartolomeo Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGB & CO. LIMITED (no longer approved here)

    FRN 442833

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (21 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
  • Bridgepoint Advisers Limited (no longer approved here)

    FRN 181601

    • CF2 Non Executive Director (27 Dec 2007 to 31 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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