Date authorised
3 May 2016
Companies House
01090741
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Westminster House
    11 Portland Street
    Manchester
    M1 3HU
    UNITED KINGDOM
    Phone
    +443447550502
  • Complaints Contact

    Transport Customer Services
    Customer Resolution
    Westminster House
    11 Portland Street
    Manchester
    M1 3HU
    UNITED KINGDOM
    Phone
    +448000684025

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Hire

  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Graydon Baum

    IRN JXB01584

    • CF28 Systems and controls (3 May 2016 to 24 Apr 2019)
  • Kerrie Jane Hill

    IRN KJH01155

    • CF28 Systems and controls (15 May 2018 to 8 Dec 2019)
  • Kim Morris

    IRN KXM78761

    • SMF3 Executive Director (6 Aug 2021 to 31 Oct 2024)
  • Maria Filippelli

    IRN MXF01774

    • CF28 Systems and controls (3 May 2016 to 22 Sep 2016)
  • Niall Walker

    IRN NXW00286

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Nov 2023)
  • Nicholas Williams

    IRN NAW01114

    • SMF1 Chief Executive (since 21 Dec 2022)
    • SMF3 Executive Director (since 21 Dec 2022)
    • Responsible for Insurance Distribution (since 21 Dec 2022)
  • Paul Hyne

    IRN PXH00681

    • SMF3 Executive Director (since 17 Sep 2024)
  • Raymond John Hildreth Milne

    IRN RJM01148

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2020 to 15 Mar 2021)
    • SMF3 Executive Director (8 Jan 2020 to 30 Oct 2020)
  • Richard Andrew Jones

    IRN RAJ01107

    • SMF1 Chief Executive (22 Jan 2020 to 28 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2022)
    • Responsible for Insurance Distribution (1 Aug 2019 to 28 Oct 2022)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
  • Stephen Robert Shelley

    IRN SRS01112

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2023 to 28 Nov 2023)
    • CF28 Systems and controls (9 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.