Nicholas Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Manager of certification employee (since 18 Aug 2023)
    • [PRA CF] Managing a material risk taker (since 18 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jan 2023)
    • [FCA CF] Material risk taker (since 25 Jan 2023)
    • SMF18 Other Overall Responsibility (23 Jun 2021 to 22 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (17 Aug 2016 to 9 Dec 2019)
    • [FCA CF] Material risk taker (17 Aug 2016 to 9 Dec 2019)
  • Black Horse Limited

    FRN 313409

    • Responsible for Insurance Distribution (since 21 Dec 2022)
    • SMF1 Chief Executive (since 21 Dec 2022)
    • SMF3 Executive Director (since 21 Dec 2022)
  • LEX AUTOLEASE LIMITED

    FRN 723570

    • Responsible for Insurance Distribution (since 21 Dec 2022)
    • SMF1 Chief Executive (since 21 Dec 2022)
    • SMF3 Executive Director (since 21 Dec 2022)
  • Shogun Finance Limited

    FRN 724548

    • SMF1 Chief Executive (since 21 Dec 2022)
    • SMF3 Executive Director (since 21 Dec 2022)
  • Suzuki Financial Services Limited

    FRN 724558

    • SMF3 Executive Director (since 21 Dec 2022)
  • HVF Limited

    FRN 724575

    • Responsible for Insurance Distribution (since 21 Dec 2022)
    • SMF1 Chief Executive (since 21 Dec 2022)
    • SMF3 Executive Director (since 21 Dec 2022)
  • International Motors Finance Limited

    FRN 725002

    • SMF3 Executive Director (since 21 Dec 2022)
  • United Dominions Trust Limited

    FRN 725294

    • SMF3 Executive Director (since 21 Dec 2022)
    • SMF1 Chief Executive (since 21 Dec 2022)
  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Manager of certification employee (since 23 Aug 2021)
    • [FCA CF] Material risk taker (since 23 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2021)
    • [PRA CF] Managing a material risk taker (since 23 Aug 2021)
    • SMF18 Other Overall Responsibility (23 Jun 2021 to 22 Aug 2021)
    • [FCA CF] Material risk taker (17 Aug 2016 to 5 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (17 Aug 2016 to 5 Apr 2021)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF2 Non Executive Director (7 Mar 2013 to 1 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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