Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graham Andrew James
IRN GAJ00015
- CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
Graham Crossley
IRN GDC01072
- CF22 Investment Adviser (Trainee) (10 Jan 2006 to 29 Oct 2007)
Graham Dunlop Hamilton
IRN GDH00018
- CF1 Director (AR) (9 Dec 2002 to 20 Aug 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 9 Dec 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
Graham Ernest Tuson
IRN GET00004
- CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2004)
Graham Gardner Harrison
IRN GGH00006
- CF1 Director (AR) (1 Dec 2001 to 3 Dec 2002)
Graham Green
IRN GXG00015
- CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Graham Keith Butler
IRN GKB00001
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Graham Leslie Hill
IRN GLH00011
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Graham Moles
IRN GJM01224
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2021)
Graham Newitt
IRN GTN00003
- CF1 Director (26 Oct 2006 to 19 Jan 2008)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007 · Tied agent
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.