Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alexander Jamieson
IRN ASJ00006
- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
Alexander John Darlow
IRN AJD01292
- CF30 Customer (1 Nov 2007 to 14 Jan 2008)
- CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)
Alexander Michael Merrick
IRN AMM00081
- CF22 Investment Adviser (Trainee) (15 Aug 2007 to 29 Oct 2007)
Alexander Mitchell
IRN AXM00216
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
Alexander Morrow
IRN AXM00214
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Alexander Paul Cave
IRN APC00037
- CF21 Investment Adviser (14 Jul 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 14 Jul 2006)
Alexander Pavel Richards
IRN APR01099
- CF22 Investment Adviser (Trainee) (14 May 2007 to 29 Oct 2007)
Alexander Ross Knaggs
IRN ARK00017
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2004)
- CF4 Partner (AR) (1 Dec 2001 to 28 Jun 2004)
Alfred George Jones
IRN AGJ00014
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Alfred Walton
IRN AXW00136
- CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
Ellis and Company (no longer appointed)
FRN 200999 · Appointed 1 Dec 1996 · Until 6 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
AfterDecree Ltd (no longer appointed)
FRN 183544 · Appointed 1 Oct 1996 · Until 1 Dec 2001
Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.