Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Bryan James Lewis
IRN BJL00002
- (1690)CF1 Director (AR) (1 Jun 2006 to 3 Jul 2006)
Bryan Michael Wilks
IRN BMW00010
- (1724)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Bryan Simpson
IRN BXS00052
- (1605)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jul 2003)
Bryan Stewart Chipchase
IRN BSC00011
- (1667)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Bryn James
IRN BXJ00024
- (2459)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Cameron Paul Beardmore
IRN CPB01079
- (1981)CF21 Investment Adviser (7 Apr 2006 to 29 Oct 2007)
- (1980)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 7 Apr 2006)
Camille Neave Blackburn
IRN CNB01069
- (1873)SMF16 Compliance Oversight (10 Sep 2020 to 22 Sep 2022)
Candice Hall
IRN CXH00047
- (2635)[FCA CF] Significant management (1 Apr 2020 to 14 Aug 2020)
- (2634)[FCA CF] Material risk taker (1 Apr 2020 to 12 May 2021)
Carl George Mostyn
IRN CGM00013
- (3014)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
Carl Robert Wideman
IRN CRW00017
- (746)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
- (747)CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Swinford Insurance Consultants (no longer appointed)
FRN 183970 · Appointed 1 May 1997 · Until 7 Apr 2003
K W Estates (no longer appointed)
FRN 184970 · Appointed 1 May 1997 · Until 25 Feb 2004
Wisemove Financial Services (no longer appointed)
FRN 184012 · Appointed 1 May 1997 · Until 1 Dec 2001
Sharman Quinney Real Estate Agents (no longer appointed)
FRN 185907 · Appointed 1 May 1997 · Until 1 Dec 2001
Lancastrian Estates (no longer appointed)
FRN 185909 · Appointed 25 Apr 1997 · Until 1 Dec 2001
The Alexander Partnership (no longer appointed)
FRN 184373 · Appointed 22 Apr 1997 · Until 7 Apr 2004
Edward James Financial Services (no longer appointed)
FRN 184826 · Appointed 15 Apr 1997 · Until 25 Nov 2003
Mortgagenet (no longer appointed)
FRN 183822 · Appointed 14 Apr 1997 · Until 27 Sep 2004
David Davies Estate Agent (no longer appointed)
FRN 184015 · Appointed 4 Apr 1997 · Until 25 Nov 2004
Milestone Residential (no longer appointed)
FRN 185888 · Appointed 1 Apr 1997 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

3 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (45)SMF16 Compliance Oversight
3 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
3 hours ago
controlled function added: (40)[FCA CF] Material risk taker
3 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
3 hours ago
controlled function added: (38)[FCA CF] Significant management
3 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.