Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF4 Partner (AR) (4 Jul 2008 to 12 Nov 2009)
    • CF30 Customer (13 Mar 2008 to 12 Nov 2009)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (25 Sep 2008 to 12 Nov 2009)
  • Caldicot Mortgage Services (no longer approved here)

    FRN 485190

    • Employed By (4 Jul 2008 to 12 Nov 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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