Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (10 Sep 2020 to 22 Sep 2022)
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- SMF16 Compliance Oversight (10 Sep 2020 to 22 Sep 2022)
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- SMF16 Compliance Oversight (10 Sep 2020 to 22 Sep 2022)
- [FCA CF] Manager of certification employee (14 Feb 2020 to 10 Jul 2020)
- [PRA CF] Key function holder (14 Feb 2020 to 22 Sep 2022)
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- SMF16 Compliance Oversight (10 Sep 2020 to 22 Sep 2022)
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- [FCA CF] Significant management (10 Jul 2020 to 17 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (10 Jul 2020 to 17 Mar 2021)
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- [FCA CF] Significant management (1 Apr 2020 to 22 Sep 2022)
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- CF10 Compliance Oversight (26 Sep 2017 to 30 Sep 2019)
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- CF10 Compliance Oversight (26 Sep 2017 to 30 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.