Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William James Jeffrey
IRN DWJ00014
- (247)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
David William Lormor
IRN DWL00007
- (389)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- (1937)CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- (329)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- (986)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- (571)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- (2098)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- (977)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- (1634)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- (2112)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

MGLP Financial Services (no longer appointed)
FRN 186462 · Appointed 7 Feb 1998 · Until 30 Sep 2003
Masella Coupe Estate Agents (no longer appointed)
FRN 186236 · Appointed 6 Feb 1998 · Until 30 Sep 2003
Home Mortgage Choice Ltd (no longer appointed)
FRN 186234 · Appointed 1 Feb 1998 · Until 14 Mar 2005
Brooklands Estate Agents (no longer appointed)
FRN 201134 · Appointed 19 Jan 1998 · Until 30 Jul 2003
Towers Estates (no longer appointed)
FRN 186476 · Appointed 2 Jan 1998 · Until 20 Apr 2004
J S Financial Services (no longer appointed)
FRN 186233 · Appointed 1 Jan 1998 · Until 29 Sep 2004
Boyce & Company (no longer appointed)
FRN 201133 · Appointed 1 Jan 1998 · Until 19 Dec 2005
Halton Kelly Independent Property Services (no longer appointed)
FRN 201226 · Appointed 1 Jan 1998 · Until 7 Jan 2004
Readings Property Services (no longer appointed)
FRN 186111 · Appointed 1 Jan 1998 · Until 21 Aug 2002
Capital Financial Consultants (Ewell) (no longer appointed)
FRN 186109 · Appointed 1 Jan 1998 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (45)SMF16 Compliance Oversight
1 day ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 day ago
controlled function added: (40)[FCA CF] Material risk taker
1 day ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (38)[FCA CF] Significant management
1 day ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.