Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Ivor Funnell
IRN GIF00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
Gordon Robert Burnett
IRN GRB00016
- CF22 Investment Adviser (Trainee) (12 Jan 2005 to 29 Oct 2007)
Gordon Stanley Chester Day
IRN DSD00006
- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)
Gordon Walker
IRN GXW01266
- CF21 Investment Adviser (3 Dec 2001 to 31 Mar 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2002)
Graeme Bradley
IRN GXB00105
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Graeme Gary Vasey
IRN GGV00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
Graeme Lionel Christopher Hodgson
IRN GXH00102
- CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2007)
Graeme Michael Cross
IRN GMC00021
- CF21 Investment Adviser (4 Nov 2005 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Nov 2005)
Graeme Robert Lyon
IRN GRL01052
- CF30 Customer (1 Nov 2007 to 15 Jan 2008)
- CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)
Graeme Watt
IRN GXW00110
- CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Jun 2005 to 29 Mar 2006)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.