Graeme Watt

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forgue Financial Services Ltd

    FRN 977186

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 May 2023)
    • Responsible for Insurance Distribution (since 2 May 2023)
    • SMF16 Compliance Oversight (since 2 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2023)
    • SMF3 Executive Director (since 2 May 2023)
    • [FCA CF] Client dealing (since 2 May 2023)
    • Responsibility for MCD Intermediation (2 May 2023 to 4 Jun 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Dec 2009 to 4 Sep 2012)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 29 Mar 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 29 Mar 2006)
  • Falcon Financial Advice Limited (no longer approved here)

    FRN 401814

    • (76)Employed By (3 Dec 2004 to 28 Jun 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (24 Dec 2003 to 28 Jun 2005)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (602)Employed By (24 Dec 2003 to 28 Jun 2005)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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