Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dathan John Steel
IRN DJS01386
- (980)CF21 Investment Adviser (21 Aug 2007 to 29 Oct 2007)
- (979)CF22 Investment Adviser (Trainee) (10 May 2006 to 21 Aug 2007)
David Adams
IRN DXA00051
- (2707)CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- (2705)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (2706)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
David Alan Laver
IRN DAL00043
- (1091)CF1 Director (AR) (1 Dec 2001 to 27 Nov 2003)
David Alexander Ravely Guest
IRN DAG00072
- (1335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Alfred Wills
IRN DAW00029
- (1478)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
David Allen
IRN DXA00123
- (1480)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
David Alyn Merriman
IRN DAM01187
- (840)CF22 Investment Adviser (Trainee) (24 Apr 2006 to 29 Oct 2007)
David Andrew Brooman
IRN DAB00009
- (2840)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (2839)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)
David Andrew Gill
IRN DAG01078
- (2934)CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)
David Andrew Matthews-Hillyard
IRN DAM00038
- (587)CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2005)

Smaller firms operating under this firm's FCA authorisation.

Hall & Price Financial Services Limited (no longer appointed)
FRN 193204 · Appointed 12 May 1999 · Until 2 Jul 2002
Mark Woodington Associates (no longer appointed)
FRN 193207 · Appointed 11 May 1999 · Until 1 Dec 2001
Partridge & Co (no longer appointed)
FRN 193208 · Appointed 11 May 1999 · Until 28 Apr 2004
Springfields Properties Limited (no longer appointed)
FRN 189401 · Appointed 6 May 1999 · Until 7 Jan 2002
Fordington Estates Limited (no longer appointed)
FRN 193203 · Appointed 6 May 1999 · Until 1 May 2003
Samuels Estate Agents (no longer appointed)
FRN 201292 · Appointed 5 May 1999 · Until 14 May 2002
Flex-E-Mortgage Limited (no longer appointed)
FRN 189400 · Appointed 5 May 1999 · Until 16 May 2003
Bluebird Premier Solutions (no longer appointed)
FRN 189396 · Appointed 27 Apr 1999 · Until 1 Dec 2001
Country Properties (no longer appointed)
FRN 201287 · Appointed 22 Apr 1999 · Until 1 Dec 2001
Burley Browne (no longer appointed)
FRN 201280 · Appointed 19 Apr 1999 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (45)SMF16 Compliance Oversight
12 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
12 hours ago
controlled function added: (40)[FCA CF] Material risk taker
12 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
12 hours ago
controlled function added: (38)[FCA CF] Significant management
12 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.