David Andrew Gill

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gill & Green Financial Planning Ltd

    FRN 802394

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2022)
    • Responsible for Insurance Distribution (since 30 Jun 2022)
    • Responsibility for MCD Intermediation (since 30 Jun 2022)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 May 2018 to 8 Dec 2019)
    • CF1 Director (14 May 2018 to 8 Dec 2019)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (19 Aug 2014 to 17 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 May 2012 to 22 Aug 2014)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (549)Employed By (21 May 2012 to 22 Aug 2014)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Mar 2009 to 2 Oct 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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