Gill & Green Financial Planning Ltd

Date authorised
14 May 2018
Companies House
11139422
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Hoarstones Avenue
    Fence
    Burnley
    Lancashire
    BB12 9DZ
    UNITED KINGDOM
    Phone
    +441282546519
    Web
    https://www.gillandgreen.co.uk

  • Complaints Contact

    1 Hoarstones Avenue
    Fence
    Burnley
    Lancashire
    BB12 9DZ
    UNITED KINGDOM
    Phone
    +441282546519

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Andrew Gill

    IRN DAG01078

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 30 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2022)
    • Responsible for Insurance Distribution (since 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 May 2018 to 8 Dec 2019)
    • CF1 Director (14 May 2018 to 8 Dec 2019)
  • Melanie Ann Green

    IRN MAC00008

    • [FCA CF] Client dealing (1 Dec 2020 to 25 Mar 2022)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 25 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Feb 2022)
    • Responsible for Insurance Mediation (14 May 2018 to 30 Sep 2018)
    • CF1 Director (14 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2018 to 8 Dec 2019)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (14 May 2018 to 25 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

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