Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dathan John Steel

    IRN DJS01386

    • (980)CF21 Investment Adviser (21 Aug 2007 to 29 Oct 2007)
    • (979)CF22 Investment Adviser (Trainee) (10 May 2006 to 21 Aug 2007)
  • David Adams

    IRN DXA00051

    • (2707)CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
    • (2705)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
    • (2706)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
  • David Alan Laver

    IRN DAL00043

    • (1091)CF1 Director (AR) (1 Dec 2001 to 27 Nov 2003)
  • David Alexander Ravely Guest

    IRN DAG00072

    • (1335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • David Alfred Wills

    IRN DAW00029

    • (1478)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
  • David Allen

    IRN DXA00123

    • (1480)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
  • David Alyn Merriman

    IRN DAM01187

    • (840)CF22 Investment Adviser (Trainee) (24 Apr 2006 to 29 Oct 2007)
  • David Andrew Brooman

    IRN DAB00009

    • (2840)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
    • (2839)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)
  • David Andrew Gill

    IRN DAG01078

    • (2934)CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)
  • David Andrew Matthews-Hillyard

    IRN DAM00038

    • (587)CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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