Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Brown

    IRN DJB01572

    • (1909)CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)
  • David John Davies

    IRN DJD00041

    • (766)CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • (767)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David John Eggison

    IRN DJE00023

    • (2793)CF22 Investment Adviser (Trainee) (16 Apr 2007 to 29 Oct 2007)
  • David John Emery

    IRN DJE00020

    • (862)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
  • David John Fogg

    IRN DJF01166

    • (779)CF22 Investment Adviser (Trainee) (2 Aug 2006 to 25 May 2007)
  • David John Jones

    IRN DJJ00016

    • (2976)CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
    • (2977)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)
  • David John Jones

    IRN DJJ01073

    • (2973)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2002)
    • (2972)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
  • David John Loader

    IRN DJL00082

    • (1346)CF21 Investment Adviser (22 Dec 2004 to 30 Jun 2005)
  • David John Mundy

    IRN DJM00017

    • (55)CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
  • David John Peasgood

    IRN DJP00062

    • (285)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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