David John Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oliver Jones Associates Limited

    FRN 771885

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 2 May 2017)
    • CF1 Director (2 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 May 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 May 2017 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
    • CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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