Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David John Robinson
IRN DJR00090
- (2259)CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
- (2258)CF22 Investment Adviser (Trainee) (19 May 2005 to 5 Jun 2006)
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David John Vivian Morgan
IRN DJM01334
- (718)CF1 Director (AR) (24 Jun 2003 to 29 Dec 2005)
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David John Winnard
IRN DJW00077
- (226)CF7 Sole Trader (AR) (1 Dec 2001 to 25 Feb 2004)
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David Keith Parkinson
IRN DKP00006
- (395)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 29 Oct 2007)
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David Kevin Fearnehough
IRN DXF00031
- (625)CF22 Investment Adviser (Trainee) (4 Dec 2003 to 1 Feb 2005)
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David Kevin Thomas
IRN DKT00002
- (366)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
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David King
IRN DXK00055
- (256)CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2002)
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David Leslie Chandler
IRN DLC00018
- (1373)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
- (1374)CF1 Director (AR) (1 Dec 2001 to 17 Mar 2003)
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David Leslie Goddard
IRN DLG00009
- (3026)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
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David Loxley Trickett
IRN DLT00012
- (307)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Mar 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Principal Estate Agents Limited (no longer appointed)
FRN 201567 · Appointed 19 Jan 2000 · Until 16 Oct 2002
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Penny's Estate Agents Ltd (no longer appointed)
FRN 201566 · Appointed 18 Jan 2000 · Until 31 Oct 2002
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Holmes Pearman Partnership (no longer appointed)
FRN 194379 · Appointed 12 Jan 2000 · Until 19 Dec 2001
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Putterill's of Hertfordshire (no longer appointed)
FRN 201578 · Appointed 1 Jan 2000 · Until 17 May 2002
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Gary Brassett Financial Advisor (no longer appointed)
FRN 201550 · Appointed 29 Dec 1999 · Until 23 Aug 2002
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Euro Construction Corporation Limited (no longer appointed)
FRN 201531 · Appointed 15 Dec 1999 · Until 25 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee