David John Vivian Morgan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (3 Jan 2008 to 8 Sep 2008)
Tipton and Coseley Building Society (no longer approved here)
FRN 159601
- CF15 Internal Audit (5 Sep 2005 to 11 May 2007)
- CF2 Non Executive Director (1 Dec 2001 to 15 Apr 2013)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (24 Jun 2003 to 29 Dec 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (24 Jun 2003 to 29 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.