David John Robinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Investment Services Limited

    FRN 124995

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • Davidsons Independent Financial Advisers Limited

    FRN 224407

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
    • CF30 Customer (12 Feb 2016 to 8 Dec 2019)
  • Carter Dawes IFA Solutions Limited (no longer approved here)

    FRN 457006

    • CF30 Customer (11 Feb 2014 to 25 Jul 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (16 Aug 2012 to 3 Dec 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (19 Feb 2010 to 26 Sep 2011)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2005 to 5 Jun 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2005 to 5 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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