Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William James Jeffrey
IRN DWJ00014
- (247)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
David William Lormor
IRN DWL00007
- (389)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- (1937)CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- (329)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- (986)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- (571)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- (2098)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- (977)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- (1634)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- (2112)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

Markwin Financial Consultancy (no longer appointed)
FRN 192471 · Appointed 27 Mar 2000 · Until 4 Oct 2004
Mortgage Options (no longer appointed)
FRN 193248 · Appointed 24 Mar 2000 · Until 4 Mar 2003
Ashton Seven Kings Limited (no longer appointed)
FRN 201613 · Appointed 15 Mar 2000 · Until 9 Jun 2003
Money Matters (no longer appointed)
FRN 191321 · Appointed 10 Mar 2000 · Until 19 Aug 2004
Whitton Residential (no longer appointed)
FRN 201705 · Appointed 4 Mar 2000 · Until 25 Sep 2003
Jenkins Barnes Associates (no longer appointed)
FRN 193928 · Appointed 3 Mar 2000 · Until 2 Feb 2005
KMG Byrne (no longer appointed)
FRN 201594 · Appointed 1 Mar 2000 · Until 12 May 2003
Simon Blyth Estate Agents (Huddersfield) Ltd (no longer appointed)
FRN 201595 · Appointed 1 Mar 2000 · Until 22 Dec 2003
Stonecastle Associates (no longer appointed)
FRN 194191 · Appointed 1 Mar 2000 · Until 13 Oct 2004
Hose Rhodes Dickson Limited (no longer appointed)
FRN 191322 · Appointed 29 Feb 2000 · Until 19 Dec 2001

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (45)SMF16 Compliance Oversight
11 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (40)[FCA CF] Material risk taker
11 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (38)[FCA CF] Significant management
11 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.