Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Smith
IRN DXS00038
- (2171)CF21 Investment Adviser (24 Apr 2003 to 29 Oct 2007)
- (2170)CF22 Investment Adviser (Trainee) (21 Aug 2002 to 24 Apr 2003)
David Stanley Smith
IRN DSS00014
- (440)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
David Stebbens
IRN DXS00109
- (411)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
David Stuart Allan
IRN DSA00008
- (1733)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Thomas Cherry
IRN DTC00011
- (124)CF1 Director (AR) (1 Dec 2001 to 7 Apr 2004)
David Thomas Jeffrey
IRN DTJ00004
- (141)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
David Trevelyan Barker
IRN DXB00167
- (2968)CF21 Investment Adviser (15 Jul 2002 to 12 Jul 2004)
- (2967)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
David Vallance Gibb
IRN DVG00005
- (822)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Sep 2004)
- (821)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
David Vaughan Farr
IRN DVF00002
- (1995)CF21 Investment Adviser (13 Jan 2005 to 31 Dec 2005)
David Westcott
IRN DXW00164
- (2941)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- (2942)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Philip Cole (no longer appointed)
FRN 201683 · Appointed 23 May 2000 · Until 1 Dec 2001
Whitton Financial Services (no longer appointed)
FRN 193641 · Appointed 22 May 2000 · Until 1 Aug 2004
AIM FS (no longer appointed)
FRN 201682 · Appointed 22 May 2000 · Until 19 Oct 2005
AMJ Mortgage & Financial Services (no longer appointed)
FRN 191841 · Appointed 19 May 2000 · Until 1 Dec 2001
Viscount Homes (no longer appointed)
FRN 201676 · Appointed 15 May 2000 · Until 7 Mar 2002
Stakeholder Independent Mortgage Services (no longer appointed)
FRN 191735 · Appointed 5 May 2000 · Until 14 Apr 2005
Chiefshield Security Ltd (no longer appointed)
FRN 201678 · Appointed 3 May 2000 · Until 1 Dec 2001
PK Financial Services (no longer appointed)
FRN 193637 · Appointed 1 May 2000 · Until 5 Mar 2004
Acorn Associates Inc. Ltd (no longer appointed)
FRN 193676 · Appointed 19 Apr 2000 · Until 17 Jul 2007
Cawkwells Mortgage Consultants (no longer appointed)
FRN 201634 · Appointed 19 Apr 2000 · Until 22 May 2003

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (45)SMF16 Compliance Oversight
5 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
5 hours ago
controlled function added: (40)[FCA CF] Material risk taker
5 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (38)[FCA CF] Significant management
5 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.