David Trevelyan Barker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Aug 2015)
  • David Barker

    FRN 714507

    • Employed By (since 27 Aug 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (4 Oct 2005 to 31 Aug 2006)
    • CF22 Investment Adviser (Trainee) (18 Aug 2004 to 4 Oct 2005)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (15 Jul 2002 to 12 Jul 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (15 Jul 2002 to 12 Jul 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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