Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Claire Edington
IRN CXE01362
- [FCA CF] Material risk taker (15 Jul 2021 to 1 Nov 2021)
- [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
- CF29 Significant management (9 Sep 2019 to 8 Dec 2019)
Claire Elaine Evans
IRN CEE01022
- CF29 Significant management (1 Jul 2011 to 16 Nov 2012)
Claire Hazle
IRN CXH00653
- [FCA CF] Significant management (since 3 Apr 2023)
- [FCA CF] Material risk taker (3 Apr 2023 to 30 Nov 2023)
Claire Jane Jones
IRN CJJ00014
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Claire Louise Cuthbert
IRN CLC00023
- CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2004)
Claire Louise Mills
IRN CLM00014
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Claire Louise Wallace
IRN CLW01099
- SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
Claire Louise Wells
IRN CLG00017
- CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2003)
Claire Phillips
IRN CXP00151
- [FCA CF] Material risk taker (12 May 2021 to 3 Aug 2023)
- [FCA CF] Significant management (25 Jan 2021 to 2 Jan 2024)
Clare Ann Boorn
IRN CAB00050
- CF4 Partner (AR) (1 Dec 2001 to 3 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.