Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (15 Jul 2021 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
    • CF29 Significant management (9 Sep 2019 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Significant management (10 Dec 2018 to 1 Nov 2021)
    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Nov 2021)
    • CF29 Significant management (26 Sep 2017 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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