Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Phillip Hoye
IRN PXH00154
- (2346)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Phillip Vincent
IRN PXV00003
- (2572)CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2003)
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Poh Cheong Foong
IRN PCF00008
- (239)CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
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Polly Barrett
IRN PXB00200
- (1546)CF21 Investment Adviser (1 Dec 2001 to 23 May 2007)
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Rachard Cassem
IRN RXC01600
- (1971)CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
- (1970)CF22 Investment Adviser (Trainee) (17 Mar 2006 to 17 Apr 2007)
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Rachel Anne Hancock
IRN RAH00051
- (1600)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Rachel Glenys Whiteside-Blaxter
IRN RXF01155
- (2237)CF22 Investment Adviser (Trainee) (13 Apr 2007 to 29 Oct 2007)
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Rachel Helen Cornes
IRN RHW00012
- (1911)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jan 2002)
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Rachel Jane Birtwell
IRN RJB00122
- (2709)CF22 Investment Adviser (Trainee) (18 Apr 2007 to 29 Oct 2007)
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Rajinder Singh Dhesi
IRN RSD00013
- (276)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Feb 2003)
- (275)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee