Rachard Cassem

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 May 2024)
    • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Client dealing (19 Feb 2021 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (19 Feb 2021 to 30 Sep 2022)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (25 Sep 2012 to 20 Aug 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2006 to 17 Apr 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2006 to 17 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.