Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith William Perry

    IRN KWP00008

    • (1417)CF21 Investment Adviser (18 Dec 2002 to 29 Oct 2007)
    • (1416)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
  • Keith William Smith

    IRN KWE00001

    • (733)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
    • (732)CF22 Investment Adviser (Trainee) (6 Apr 2005 to 31 Jul 2006)
  • Keith William Wood

    IRN KWW00011

    • (1571)CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)
    • (1572)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Mar 2003)
  • Keith Wright

    IRN KXW00081

    • (1685)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Kelly Joanne Harwood

    IRN KXH01309

    • (664)CF21 Investment Adviser (28 Feb 2005 to 29 Oct 2007)
    • (663)CF22 Investment Adviser (Trainee) (22 Oct 2003 to 28 Feb 2005)
  • Kelly Kilpin

    IRN KTB01008

    • (2077)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 18 Oct 2007)
  • Kelly Kirsten Rocher

    IRN KKR00003

    • (1338)CF21 Investment Adviser (5 Feb 2002 to 5 Sep 2003)
    • (1337)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
  • Kelly Lyn Spiteri

    IRN KXS00201

    • (2605)[FCA CF] Material risk taker (18 Jul 2022 to 31 Mar 2023)
  • Kelly Melville-Kelly

    IRN KXM00136

    • (1059)CF21 Investment Adviser (27 Oct 2006 to 29 Oct 2007)
    • (1058)CF22 Investment Adviser (Trainee) (27 Sep 2005 to 27 Oct 2006)
  • Kelvin Robin Wetherell

    IRN KRW00018

    • (465)CF4 Partner (AR) (7 Apr 2005 to 17 Jul 2007)
    • (463)CF21 Investment Adviser (1 Dec 2001 to 13 May 2005)
    • (464)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Apr 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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