Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Charles Mulcahy
IRN AXM01760
- CF22 Investment Adviser (Trainee) (20 Jun 2006 to 17 Jul 2007)
Andrew Charles Vickers
IRN ACV01009
- CF1 Director (AR) (19 Mar 2004 to 29 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 19 Mar 2004)
Andrew Clayton
IRN AXC00214
- CF21 Investment Adviser (22 Jan 2004 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 May 2003 to 22 Jan 2004)
Andrew Cooper
IRN AXC01580
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Andrew Currie Dewar
IRN ACD00012
- CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
Andrew David Clare
IRN ADC01095
- Director of firm who is not a certification employee or a SMF manager (25 Nov 2020 to 15 Nov 2022)
Andrew David Koch
IRN ADK01009
- [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Andrew David Stowell
IRN ADS00064
- CF21 Investment Adviser (22 Sep 2006 to 24 Oct 2006)
- CF22 Investment Adviser (Trainee) (7 Dec 2005 to 22 Sep 2006)
Andrew David Townend
IRN ADT00003
- CF1 Director (AR) (1 Dec 2001 to 21 Mar 2003)
Andrew Dixon
IRN AXD00021
- CF21 Investment Adviser (22 Dec 2004 to 3 Nov 2005)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.