Andrew David Clare

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- Director of firm who is not a certification employee or a SMF manager (25 Nov 2020 to 15 Nov 2022)
DG Partners LLP (no longer approved here)
FRN 218913
- CF30 Customer (25 Jan 2008 to 16 Feb 2009)
- CF4 Partner (7 Sep 2007 to 16 Feb 2009)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF21 Investment Adviser (21 Aug 2003 to 30 Jul 2004)
- CF27 Investment Management (1 Dec 2001 to 21 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.