Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William Lormor
IRN DWL00007
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)
Dean Phillip Aspinall
IRN DPA00007
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

James Wilson & Son (no longer appointed)
FRN 193426 · Appointed 9 Oct 2000 · Until 18 Jun 2003
Madisons of JB Ltd (no longer appointed)
FRN 194316 · Appointed 6 Oct 2000 · Until 1 Dec 2001
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 6 Oct 2000 · Until 5 Aug 2002 · Tied agent
Ronald H Smith & Co Ltd (no longer appointed)
FRN 194199 · Appointed 1 Oct 2000 · Until 28 Oct 2007
St Clair Mortgage Advice & Insurance Centre LLP (no longer appointed)
FRN 194200 · Appointed 1 Oct 2000 · Until 13 Jan 2003
Patterson Hawthorn (no longer appointed)
FRN 175576 · Appointed 28 Sep 2000 · Until 24 Apr 2003
The Forum of Private Business Limited by Guarantee (no longer appointed)
FRN 194188 · Appointed 28 Sep 2000 · Until 5 Feb 2007
Richard Estates (no longer appointed)
FRN 193554 · Appointed 22 Sep 2000 · Until 27 Aug 2003
Blundells Property Services Ltd (no longer appointed)
FRN 162937 · Appointed 21 Sep 2000 · Until 1 May 2003
Mortgage & Property Centre (UK) Ltd (no longer appointed)
FRN 192986 · Appointed 20 Sep 2000 · Until 27 Sep 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.