Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Gaetano Moliterno
IRN GXM00134
- (1739)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- (1738)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Gail Gillian Allen
IRN GGA00001
- (851)CF21 Investment Adviser (4 Apr 2002 to 29 Oct 2007)
- (850)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Apr 2002)
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Gareth David Bowyer
IRN GDB00005
- (450)CF21 Investment Adviser (2 Jul 2002 to 27 Aug 2002)
- (449)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)
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Gareth Frank Owen
IRN GFO01008
- (145)CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)
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Gareth Ian Morris
IRN GIM01018
- (751)CF22 Investment Adviser (Trainee) (15 Feb 2007 to 29 Oct 2007)
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Gareth John Hoskin
IRN GJH01104
- (2911)CF3 Chief Executive (16 May 2003 to 2 Dec 2003)
- (2910)CF8 Apportionment and Oversight (1 Dec 2001 to 2 Dec 2003)
- (2912)CF1 Director (1 Dec 2001 to 2 Dec 2003)
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Gareth Philip Jones
IRN GPJ01019
- (1090)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)
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Garry David Goodinson
IRN GDG00012
- (2085)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Garry James Maisey
IRN GJM00030
- (2515)CF4 Partner (AR) (1 Dec 2001 to 8 Nov 2004)
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Garry Paul Humble
IRN GXH00020
- (2580)CF21 Investment Adviser (23 Dec 2002 to 29 Oct 2007)
- (2579)CF22 Investment Adviser (Trainee) (9 May 2002 to 23 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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McAtavey Property Services (no longer appointed)
FRN 194195 · Appointed 1 Nov 2000 · Until 2 Jun 2003
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Anagram Financial Services Ltd (no longer appointed)
FRN 194696 · Appointed 1 Nov 2000 · Until 19 Oct 2005
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Ray Richards & Associates (no longer appointed)
FRN 194387 · Appointed 1 Nov 2000 · Until 18 Oct 2004
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R R Clarke Professional Associates (no longer appointed)
FRN 194198 · Appointed 19 Oct 2000 · Until 3 Dec 2002
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Morrison Property Services Ltd (no longer appointed)
FRN 193716 · Appointed 10 Oct 2000 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee